Custodian Service

Overview

The Custodian Service automates the approval and processing of tokenized collateral operations on the Canton Network. It enables your organization to efficiently manage digital assets while maintaining control, compliance, and oversight.

What is the Custodian Service?

Think of the Custodian Service as an intelligent automation layer between your users and the blockchain. It continuously monitors for incoming requests and automatically processes approvals according to your organization's policies.

The Business Challenge

Traditional custodian operations require manual review and approval of every transaction:

  • ❌ Time-consuming manual processes

  • ❌ Operational bottlenecks during peak periods

  • ❌ Increased risk of human error

  • ❌ Limited operating hours

The Solution

The Custodian Service automates these workflows:

  • ✅ 24/7 automated monitoring and processing

  • ✅ Instant approval of compliant transactions

  • ✅ Consistent policy enforcement

  • ✅ Complete audit trail

  • ✅ Integration with your existing systems

How It Works

Simple Four-Step Process

1. User Request: Your clients submit requests through Canton, such as tokenizing or transferring an asset or processing bond coupons.

2. Automatic Detection: The service monitors the blockchain and immediately detects new requests requiring your approval as custodian.

3. Policy Validation: The service validates each request against your organization's approval policies and connects to your external systems (risk management, compliance, etc.) for verification.

4. Automatic Execution: Once validated, the service automatically approves and executes the operation on the blockchain. Your clients see results in real-time.

Example Scenario: Collateral Transfer

Without automation, this same process might take hours or even days with manual review.

Custodian Workflow Diagram

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Key Points:

  • Automated Detection: Service continuously monitors the blockchain without manual intervention

  • External Integration: Connects to your existing risk and compliance systems for validation

  • Multi-Party Security: Requires both client and custodian signatures for operations

  • Real-Time Updates: Clients see results immediately after approval

Key Benefits

Operational Efficiency

Reduce Manual Work

  • Eliminate repetitive approval tasks

  • Free up staff for high-value activities

  • Scale operations without adding headcount

Faster Processing

  • Near-instant approval for standard requests

  • 24/7 availability

  • No operational delays or backlogs

Risk Management

Consistent Policy Enforcement

  • Rules applied uniformly to all transactions

  • No exceptions without explicit authorization

  • Reduced operational risk

Enhanced Controls

  • Integration with existing risk systems

  • Real-time compliance checking

  • Automated limit monitoring

Transparency & Audit

Complete Visibility

  • Every request logged and tracked

  • Clear audit trail for regulators

  • Real-time monitoring dashboards

Regulatory Compliance

  • Maintain records of all approvals

  • Demonstrate consistent policy application

  • Support regulatory reporting requirements

Cost Savings

Lower Operating Costs

  • Reduce manual processing expenses

  • Minimize settlement failures

  • Decrease error-related losses

Improved Client Experience

  • Faster service delivery

  • Reduced friction in operations

  • Enhanced competitiveness

Configuration & Policies

Setting Your Approval Rules

The service could be configured to match your organization's risk appetite and compliance requirements:

Amount-Based Rules

  • Auto-approve transactions under specified thresholds

  • Escalate large transactions for manual review

  • Apply different limits by asset class or client type

Party Whitelists

  • Pre-approve transactions with known, trusted counterparties

  • Automatic KYC/AML verification

  • Blocklist screening

Time-Based Rules

  • Restrict operations to business hours if required

  • Apply different rules for regular vs. off-hours transactions

  • Holiday and weekend handling

Multi-Level Approval

  • Route high-risk transactions to senior approvers

  • Escalation workflows for exceptions

  • Maker-checker controls where needed

Integration with Your Systems

The service connects with your existing infrastructure:

Risk Management Platforms

  • Real-time limit checking

  • Concentration risk monitoring

  • Counterparty exposure tracking

Compliance Systems

  • Sanctions screening

  • Transaction monitoring

  • Regulatory reporting

Treasury & Operations

  • Collateral availability verification

  • Cash account integration

  • Settlement instruction generation

Monitoring & Oversight

What You Can See

Real-Time Activity Dashboard

  • Current request queue and processing status

  • Volume metrics by operation type

  • Processing time statistics

  • Exception and error tracking

Audit Reports

  • Complete transaction history

  • Approval decision records

  • Policy violation alerts

  • Regulatory reports

Performance Metrics

  • Request volumes and trends

  • Approval rates by category

  • Processing time analytics

  • System health indicators

Oversight Controls

Management Reporting

  • Daily/weekly/monthly activity summaries

  • Exception reports for management review

  • Trend analysis and capacity planning

  • Risk exposure reporting

Alert Configuration

  • Unusual activity notifications

  • Threshold breach alerts

  • System error notifications

  • Compliance violation warnings

Getting Started

Implementation Overview

Your organization's technical team will work with our support to:

  1. Connect the service to your Canton Network environment

  2. Configure your approval policies and system integrations

  3. Test with sample transactions in a safe environment

  4. Deploy to production with monitoring and support

  5. Optimize based on real-world usage patterns

Support & Resources

Future Capabilities

We're continuously enhancing the service with new features:

Coming Soon

  • Advanced analytics and reporting dashboards

  • Machine learning-based fraud detection

  • Enhanced multi-custodian coordination

  • Additional asset class support

On the Roadmap

  • Visual workflow designer for approval rules

  • Mobile monitoring applications

  • API for third-party integrations

  • Advanced compliance reporting tools

Quick Reference

Supported Operations

Asset Type
Operation

Tokens

Mint

Tokens

Transfer

Tokens

Burn

Bonds

Issue

Bonds

Transfer

Bonds

Lifecycle

When to Use Automation

Good Candidates for Automation

  • High-volume, routine transactions

  • Well-defined approval criteria

  • Time-sensitive operations

  • Transactions with pre-approved counterparties

⚠️ Consider Manual Review

  • First-time counterparties

  • Unusually large transactions

  • Non-standard requests

  • Regulatory-sensitive operations


Conclusion

The Custodian Service transforms tokenized collateral operations from a manual, time-consuming process into an efficient, automated workflow. By maintaining your control and oversight while eliminating operational bottlenecks, it enables you to deliver faster, more reliable service to your clients while reducing costs and risks.

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